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Compliance Exchange Group LLC
Why CXG?

We offer an unmatched range of broker-dealer services, backed by practical board experience.

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Compliance & Principal Outsourcing
Outsourcing a Principal

Manage costs, extend your organizational reach, superior short and long-term solutions.

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CXG | Compliance Exchange Group
Need a FinOp?

Our experienced principals can spearhead your finance functions, to deliver exceptional value and results

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Broker-Dealer Solutions

Buy a Broker-Dealer

The fastest, most efficient way to grow your business and develop new revenue opportunities. We deal in all license types.
Turn-Key CCO

CXG is your one-stop shop for outsourced CCO, FinOp, and finance Principals, all highly experienced and fully licensed. Fast and cost-efficient solutions.
BD Compliance

Compliance is a necessity for growth. We offer solutions that are cost-effective and scale to your needs, with best-available experience and performance.
1017 Experts – CMA

We specialize in fast tracking 1017 approvals. Why wait around, when you can start exploring new opportunities with leading efficiency.
FINRA Gateway – Registration

We know FINRA Gateway. From onboarding reps to state registrations – our clients have fewer hassles. We manage this complex process for you.
Investment Banking for BDs

Need a Series 79 to capitalize on investment banking opportunities? Our industry-leading talent is experienced and ready to help you.

Focus on your growth,
we’ll handle compliance.

3825
Broker-Dealers
7.2
Potential new customers
2.5
Raised today by other Firm
Request a call back.

Would you like to speak with one of our Principals over the phone? Just submit your details and we’ll be in touch shortly. You can also email us if you would prefer at info@cxgllc.com

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